Policies and Regulatory Documentation
Anti-money Laundering
This section provides the latest Wolfsberg Questionnaire for Royal London Asset Management Limited and our parent company, The Royal London Mutual Insurance Society Limited.
Best execution
Best execution refers to the steps we take to achieve the best possible outcome for each transaction undertaken on behalf of our clients. This disclosure outlines the Royal London Asset Management Ltd order execution policy.
Royal London Climate TCFD Report 2024
Our Royal London Group’s annual Climate Report prepared in accordance with the Task Force on Climate-Related Financial Disclosures (TCFD) framework in line with the Financial Conduct Authority’s (FCA) Environmental, Social and Governance (ESG) sourcebook regulation (ESG 1A and ESG 2). This report includes entity-level reporting for Royal London Asset Management.
Royal London Climate Transition Plan (CTP)
Our CTP describes how we will support the goals of the Paris Agreement across our operations, our supply chain, and the investments we make on behalf of our customers and clients.
Complaints policy
Our complaints policy outlines how to raise an issue and our commitment to addressing your concerns with care and efficiency.
Conflicts of interest disclosure
As a firm regulated by the Financial Conduct Authority (FCA), Royal London Asset Management is committed to identifying, preventing, and managing conflicts of interest in all areas of our business.
Costs and Charges
Information related to costs and charges for our funds can be found in the fund centres on our investor websites, ensuring transparency for our investors.
EMT - European MiFID Template
MiFID II introduces new obligations regarding investor protection for firms acting as product manufacturers and distributors. This includes ensuring that products and related services are designed to meet the interests of clients and providing necessary information as part of the product approval process.
EPT
Our EPT is available upon request via email, providing further details of our approach and the necessary documentation for review.
Royal London Fossil Fuel Investments Position
Royal London Asset Management is dedicated to supporting the transition to a low-carbon future, and our approach to fossil fuel companies is outlined in our Fossil Fuels Investment Position Statement.
Fund documentation
Regulatory documentation for our funds, including Key Investor Information Documents (KIIDs), prospectuses, and financial reports, can be accessed through the fund centres on our investor websites.
Good Governance Policy
Our Good Governance Policy defines our approach to responsible corporate governance practices, ensuring we remain accountable to our clients and stakeholders.
MIFIDPRU Disclosures
The Investment Firms Prudential Regime (MIFIDPRU) requires us to disclose certain information regarding our risk management practices, capital adequacy, and board diversity.
Modern slavery statement
We are committed to conducting our business ethically and ensuring that modern slavery is not present in our operations or supply chains. Details of our modern slavery statement can be found on our Group website.
Product development procedure
Our Product Development Procedure sets out the governance process for designing and developing propositions, ensuring that customer needs are met and delivering positive customer outcomes.
Remuneration policy
Royal London Asset Management Limited adheres to the Group Remuneration Policy, governed by the Group Remuneration Committee, which approves all specific remuneration plans and awards.
Responsible Investment and Stewardship Statement
Our Responsible Investment and Stewardship Statement outlines how we integrate ESG considerations into our investment and stewardship practices to benefit our clients and society at large.
Section 172 disclosure
Our Section 172 disclosure explains how we consider the long-term consequences of our actions and decisions, prioritizing the interests of our clients and stakeholders.
Voting guidelines
Our Voting Guidelines outline how we exercise our voting rights on behalf of our clients, ensuring that we support good governance and responsible business practices.